Title
Forecasting financial vulnerability in the USA: A factor model approach
Document Type
Article
Publication Date
1-1-2020
Publication Title
Journal of Forecasting
Keywords
Diebold–Mariano–West statistic, financial stress index, method of the principal component, ordered probit model, out-of-sample forecast, relative root mean square prediction error
Abstract
© 2020 John Wiley & Sons, Ltd. This paper presents a factor-based forecasting model for the financial market vulnerability, measured by changes in the Cleveland Financial Stress Index (CFSI). We estimate latent common factors via the method of the principal components from 170 monthly frequency macroeconomic data in order to forecast the CFSI out-of-sample. Our factor models outperform both the random walk and the autoregressive benchmark models in out-of-sample predictability at least for the short-term forecast horizons, which is a desirable feature since financial crises often come to a surprise realization. Interestingly, the first common factor, which plays a key role in predicting the financial vulnerability index, seems to be more closely related with to activity variables rather than nominal variables. We also present a binary-choice version factor model that estimates the probability of the high stress regime successfully.
Recommended Citation
Kim, Hyeongwoo and Shi, Wen, "Forecasting financial vulnerability in the USA: A factor model approach" (2020). Faculty Bibliography. 2715.
https://csuepress.columbusstate.edu/bibliography_faculty/2715